Jul 132013

Inverted stability applies when a yacht remains upside down. It is a rare, but not unknown event and one situation where some understanding of yacht design and stability can become of crucial importance at sea.

Rambler overturned

Loss of the ballast is not particularly reversible…

Two main scenarios lead to capsize:

  • Loss of the keel or ballast
  • Yacht rolled by a breaking sea and remaining inverted

The first situation is difficult to overcome to say the least; the second is the one of interest to us here.

Safety directives today tend to require that offshore yachts achieve positive stability up to at least 120°. At the limit, this means that – in flat water – the yacht rights itself up from angles all the way to 120°, and rolls over completely to reach a stable inverted position from angles beyond 120°.

Debates whether this limit if sufficient or not exist. They are not very interesting due to lack of supporting data. Let’s say that:

  • From a design point of view, trying to achieve near 180° of positive stability, i.e. fully self-righting, for sailing yachts is a very strong constraint that does not lead to desirable boats a lot of the time: narrow, deeply and heavily ballasted designs, cambered deck, strong sheer, generous roof.
    Designing for the rare exception can be acceptable, but preferably when it doesn’t have such detrimental consequences.
  • Most cruising yachts exhibit a stability limit in the range of 120° to 140° on the paper, with most modern yachts hovering around 120° to 130°, more or less designed to the satisfy the rules, but the Angle of Vanishing Stability (AVS) is not everything when considering transverse stability. They would be far from achieving their theoretical AVS if challenged, due to the amount of weight added up high and general overloading: stern arches, radars, wind generators, mast steps, storage on deck, furlers, the list is near endless.
  • A yacht getting rolled is usually the consequence of human error, the result of poor judgement or decision-making. Questioning the minimum AVS limit in this context is not automatically sensible, it is projecting a human issue onto the equipment.
  • Generally speaking, small yachts are very easy to roll to high heel angles, large ones less so and the AVS has little to do with it. This is because the amount of energy required to upturn them doesn’t compare and sea conditions are the same for everyone. Small yachts can be very safe in good hands, but they are much less forgiving when handled improperly.
  • The stability of even a large offshore yacht can never be sufficient enough to offset inadequate handling in a heavily breaking sea. The type of situation that would lead to a capsize can cause considerable damage and injury regardless.

This is why it is so difficult to challenge the consensus existing around vanishing stability around 120° heel. For all reasonable intents and purposes, it seems to be appropriate, even though one could wish for a little more for small vessels, below 10 metres.

Regardless, once inverted, most yachts are quite stable and sometimes more stable than upright as the deck and roof plane can be flatter and broader than the upright hull. As soon as the overturned hull rolls, buoyancy rapidly shifts towards the immersed deck edge to oppose re-righting.
When sea conditions were sufficient to cause capsize due to heavy weather, it shouldn’t arguably take very long for another big one to hit the hull and appendages and “trip” the boat back up. Experience has shown that, in such conditions, yachts in fact seldom stabilise upside-down at all, but capsize doesn’t always happen that way:

The following account – quite recent then – was reported to me when I called in Ushuaia, Argentina, in 1996. A yacht crossing Drake Passage between Cape Horn and Antarctica was making normal progress in winds of 25 knots and the long, high sea that is so often found in this area. Conditions were good. Out of the blue, a single wave broke heavily on the beam and rolled the yacht over completely, leaving it inverted with the crew trapped inside.
The water level started rising from the deck head up, and kept increasing steadily. Better ways to end than drowning trapped in a sinking boat were starting to be seriously considered on board when the yacht finally rolled to one side and came back, with a fair volume of water inside, but upright. The boat was reportedly upside-down for some 20 minutes. The crew bailed it out and brought it back.

In the same ocean area in 1996, a 38′ Dutch steel cutter was a day behind Yarra when it also got hit beam on by a large sea in moderate winds with the crew down-below and rolled to what was later assessed as about 135° from the damage sustained on board. The galley stove broke its gimbals and hit above the chart table on the other side. However, it wasn’t quite enough and the boat came back upright immediately. The crew brought it back slowly, handicapped by sail damage followed by a transmission failure.

Very few yachts are watertight in a fully inverted position. Typically, at least the companionway will leak, in most cases ventilators and dorade boxes will also contribute to water ingress. The paradox is that flooding is precisely what will cause them to come back, rather than sink as often suggested.

Flooding will cause an inverted yacht with its keel intact to come back

As water starts to rise from the deck up in the inverted hull and sloshes around as the boat rolls, it readily shifts into the hull-deck joint area, filling the “corner” and effectively removing the buoyancy in the part of the hull that was initially contributing to the righting moment. The mass of water in motion also further reduces stability through what is termed free-surface effect.

Provided the keel is intact, it is only a question of time before the boat comes back. Shift heavy gear to the lee side if possible, and if you can work out which one is the lee side. Let it fill and get organised to bail it out later. It will come back, but it usually takes enough water to fill the roof space and some more to slosh into the corner of the hull. Upright yachts abandoned at sea have sometimes been found flooded up close to the deck, but still afloat. It takes a lot less water than this to bring an inverted yacht back.

Fastnet 1979 Grimalkin

Fastnet 1979: Grimalkin, dismasted and rolled repeatedly. In spite of what was termed a poor stability curve and insufficient AVS, it didn’t end up remaining inverted.

A fully watertight vessel, like what can be obtained using a deck hatch as main entranceway, would not benefit from flooding and could remain inverted almost indefinitely without other ways of overcoming inverted stability.

  2 Responses to “Inverted Stability: Once Upside Down”

  1. Hi Eric,
    ” in most cases ventilators and dorade boxes will also contribute to water ingress.” – except Nordkyn doesn’t have any. How do you manage in hot weather or indeed in bad weather?

    Your experience leads me to guess that there is as much if not more likelyhood of a yacht “sinking” as a result of collision compared to damage sustained in breaking seas. And in the case of Nordkyn the former seems unlikely given the watertight compartments and presumably her foamed interior.

    Regards – Peter

    • Peter,

      Bad weather is the first reason why it doesn’t have any ventilators. With the Yarra, I punched in the North Atlantic at the beginning of winter in sea conditions that saw the entire deck disappear in the sea many, many times. No dorade box can withstand a treatment like that.
      I had flat screw caps I could use to seal the ventilators. I put them on early in the voyage and they stayed in place forever after.

      I had a small opening port between the chain locker and the inside of the boat and I found this much more useful for getting some airflow in the boat in general and this could stay open in most conditions. In better weather, I keep some deck hatches just cracked open. The Yarra was quite wet forward due to the load on board and lowish freeboard in general, but Nordkyn is exceptionally dry. Both forward hatches open up facing forward and can literally scoop the breeze if desirable and possible. Then the small hatches above the galley and chart table are hinged longitudinally while located a log way aft and they are also very effective at creating air flow. The one on the lee side can usually stay slightly open in most common conditions.

      Ventilators on the other hand have little actual flow and I personally find them more a hindrance and a problem than a useful feature. Having none also means they don’t clutter the deck plane, catch sheets etc.

      Serious damage due to breaking seas is nearly always the result of poor choices in my view: either the choice of a boat that can’t sail, or the choice of not sailing the boat, hanging around with a beam sea, doing stupid things etc… Collision is rather unlikely and breaching an alloy hull is not that easy (but not impossible either). Watertight bulkheads are there in case of catastrophic event and because, when you build a new boat, they are very easy to implement.
      It would take too much water inside before enough of the foam insulation gets immersed and begins to prove useful, but it would help a little eventually. If you want reserve buoyancy against flooding, it needs to be located as low as possible in the hull. I did think about making some/all lockers watertight, but it is a strong constraint and not very easy to build. Partitioning the boat with sealed doors was far more practical.

      In terms of survivability, my view is that watertight bulkheads are infinitely more relevant and sensible than stupid liferafts: people die trying to leave the boat. I am not leaving the boat, no matter what. I don’t think “rescue” or “assistance”, ever.


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